SEC Charges Investment Adviser With Defrauding Investors in Two Upstate New York Real Estate Funds
By SEC -

Washington, D.C. – May 13, 2011 – (RealEstateRama) — The Securities and Exchange Commission today charged a Monticello, N.Y.-based investment adviser with fraudulently offering and selling securities in two upstate New York real estate funds he managed.


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The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

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